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Week 3 · Lecture

Lecture: Fieldwork and Ethnographic Methods

Cultural Anthropology Free sample edition

Lecture script · about 15–20 minutes spoken · Week 3

Opening

Think back to your first weeks at a new job or on a new team. Nobody handed you a manual that said where to stand, when to joke, or which coworker to ask for help. You learned it by showing up, joining in, watching, and sometimes getting it wrong. That's how anthropologists learn a whole way of life, and it's what this lecture is about.

You'll use these habits wherever you work with people. A nursing student learns to listen to how a person in their care describes a problem in their own words. A business major watches how customers actually move through a store. A future teacher keeps careful notes on a classroom without judging too soon. Each of them is doing a small piece of fieldwork.

In Week 1 you met fieldwork as the discipline's signature method, and you met the running fieldwork site, our illustrative market. In Week 2 you learned what culture is, and you learned to describe a practice before you judge it. Week 2 told you what to look for. This lecture tells you how to look, and how to write down what you see fairly.

Here's the plan. I'll start with participant observation. Then we'll build field notes in two columns, add interviews, and meet the insider's and the outsider's points of view. We'll finish with the ethics that protect the people you study. Next, in Week 4, Language and Communication, you'll take the insiders' words you collect here and study how language carries culture.

1. Participant observation

Picture a new server at a busy restaurant. On day one, the server reads the menu. A few weeks later, the server knows things the menu never said. The cooks hate one word. Regulars get bread without asking. A nod from the shift lead means "take the next table." Someone standing outside the window could count customers all night and never learn any of that. You only learn it by working the floor.

Anthropology turned that kind of learning into a method. Participant observation is long-term fieldwork in which the researcher lives among the people being studied, takes part in their daily life, and records what they see, rather than watching from a distance. Notice that the two words pull in different directions on purpose. "Participant" means you join in. "Observation" means you also step back and write it down.

The method has a famous starting point. Malinowski did his fieldwork in the Trobriand Islands in the 1910s. His book from 1922, Argonauts of the Western Pacific, set out the approach. Remember the "armchair" approach from Week 1, where scholars compared customs from other people's reports. Malinowski set out the opposite. Live among the people, take part in daily life, learn the language, and record what you see.

Let's try it on the course's market. It's illustrative, made up for teaching, with 24 stalls. Say a visitor walks the stalls once and writes, "Busy market, friendly vendors, lots of produce." That's a first impression. Now say a fieldworker comes back week after week, helps unload crates, and keeps notes every visit. Only the second person can learn whether the greeting "The usual?" goes to the same shoppers each week.

There are two wrong turns to avoid. Participant observation isn't watching from a distance, like a camera on a wall. And ethnography isn't a short visit or a survey. A survey asks set questions once. Participant observation lasts long enough for daily life to stop performing for the visitor.

Pause and try this. A student spends one afternoon at a skate park, sitting on a bench and writing down what the skaters do. Is that participant observation?

Think about both words in the name.

Here's the answer. Not yet. The student observed but didn't take part, and one afternoon isn't a long stay, so it's a first look rather than participant observation.

Hold on to that pairing of joining in and writing down. Everything else in this lecture is about the writing down.

2. Field notes in two columns

Imagine you text a friend after a party: "Everyone hated the music." Now ask yourself what you actually saw. Maybe three people left the dance floor when one song started. "Three people left" is what happened. "Everyone hated the music" is your reading of it. Field notes are built to keep those two things apart.

Here's the course's definition. Field notes are the fieldworker's written record of a visit, with what was observed kept in one column and what it might mean kept in a separate column, and with people identified by role, never by name. Each entry opens with the visit, the time, and the setting.

Notes start rough. Jottings are the brief notes a fieldworker makes on site during a visit, which are written up as full field notes the same day. A jotting might be four or five words scribbled at a stall. That evening it becomes a full entry, while the memory is still fresh.

So let's read real-looking notes. Visit 1 to the market was a market morning in October, from 7:30 to 9:30 a.m. That's 2 hours, and 2 times 60 is 120 minutes. The visit produced 10 field-note entries. Divide 120 minutes by 10 entries, and you get about one entry every 12 minutes on average.

Here's entry 4. It opens with the time and the place: 8:20 a.m., the produce stall. In the observed column: a vendor greets a shopper with "The usual?" and bags two pounds of apples before the shopper asks. In the possible-interpretation column: the shopper may be one of the vendor's "regulars." Notice the word "may." One visit can't settle it. The shopper might be a neighbor, a relative, or a regular.

Here's one more. In entry 8, a vendor hands a toddler a free plum, and the parent then buys a basket. The interpretation column says the gift may build goodwill, or may be a sales move, and the notes can't tell yet. That's a fieldworker being honest about what one morning can prove.

And look at who appears in all 10 entries. A vendor at the bread stall. The market manager. A shopper. Every one of the 10 entries identifies people by role, and none names a person.

The classic wrong turn here is treating field notes as the place for conclusions. "The vendors are friendly" feels like the point of watching. But a note that mixes your reading into the record can't be checked later.

Pause and try this. A note says, "A cheerful vendor gives away plums to win customers." What belongs in the observed column, and what belongs in the other one?

Ask what a camera could have recorded.

Here's the answer. "A vendor hands a toddler a plum" is the observation. "Cheerful" and "to win customers" are readings, so they move to the possible-interpretation column, with a "may."

3. Interviews, key consultants, and the genealogical method

Watching tells you what people do. It doesn't always tell you why, or what they call it. For that, you ask. Think about asking a grandparent how a family recipe is made. You learn the steps, but you also learn the stories and the family's own words for things.

Fieldworkers use two main kinds of interview. An open-ended interview is an interview that lets the person answer in their own words, so the talk can follow what matters to them. A structured interview is an interview that asks every person the same set questions in the same order, so their answers can be compared. Open-ended talk finds the surprises. Structured questions make answers easy to line up.

Over a long stay, some people become your closest teachers. A key consultant is a person with deep knowledge of a community's ways who works closely with the researcher over time. "Informant" is the older term for this role. The newer term treats the person as a knowledgeable partner.

One early interview method maps family ties. The genealogical method is collecting a community's kin ties person by person, a method set out by Rivers in 1910, in an article called "The Genealogical Method of Anthropological Inquiry." You start with one person, ask about their parents and children, and move outward one link at a time. You'll use what it collects when the course reaches kinship.

Every interview starts with permission. Before any live interview, you read a consent script. It says who you are and what you're learning about. It promises no names, nothing that identifies the person, and no audio or video recording. It says the person can skip any question or stop at any time. You go ahead only on a clear yes from an adult, and only about an everyday practice that isn't sensitive.

The course has an illustrative interview excerpt, with an unnamed vendor who has sold at the market for 20 years. It went ahead only after the consent script and a clear yes. Notice the vendor's own words. The best part of a market morning is seeing "my regulars." Bruised tomatoes go in the "seconds" bin. The vendor and the bread vendor do "the swap" on most market days. And selling doesn't start till "the bell."

Pause and try this. How many insider terms did the vendor use in that excerpt, and what are they?

Count the words in quotation marks.

Here's the answer. There are 4: "regulars," "seconds," "the swap," and "the bell." Each one is the vendor's own word for a part of market life.

One more wrong turn. Consent isn't a one-time signature collected at the start. It's an ongoing agreement. The person can stop at any time, and you keep checking that the yes still holds.

4. Emic and etic, thick description, and reflexivity

Think of how a soccer team talks. Players might have their own nickname for a long, hopeful kick upfield. A sports analyst counting the same play calls it a long pass. Both describe one kick. One uses the players' word. The other uses a category built for comparing teams.

Anthropology names those two points of view. Emic means describing the insider's own categories and meanings, in the words the people themselves use. Etic means describing an outside analyst's categories, chosen so that cases from different places can be compared. Pike coined the terms in 1954, in Language in Relation to a Unified Theory of the Structure of Human Behavior, from the words "phonemic" and "phonetic."

Here's the market's pair. The vendors' "regulars" are buyers a vendor knows by sight and greets by their usual order. That's emic. An observer's repeat buyers are people seen buying at the same stall on at least 3 of 4 weekly visits. That's etic. And 3 of 4 visits is 3 divided by 4, which is 0.75, or 75 percent of the visits. The two terms catch different people. A vendor may call someone a regular after two warm chats. An observer's count may list a repeat buyer the vendor never noticed.

Now picture two students in a lecture hall. One eyelid closes fast on each face. For one student, it's a twitch. For the other, it's a wink at a friend that means "watch this." A camera records the same movement twice. Thick description is describing an action together with the layers of meaning that make it what it is, so that a reader can tell a wink from a twitch. Geertz took the term from the philosopher Gilbert Ryle. Geertz's book from 1973, The Interpretation of Cultures, made the idea central in its opening essay. So the term is Ryle's, and Geertz credited him.

Try it on entry 4. A thin description says a vendor said two words and bagged apples. A thick description adds the meaning. The greeting tells the shopper that the vendor knows them and remembers their order. That's what makes them a "regular."

The observer belongs in the picture too. Reflexivity is the fieldworker's practice of noticing and reporting how their own position, such as age, background, language, or familiarity with a setting, shapes what they see and record. Someone who mostly shops at supermarkets might first hear "The usual?" as a sales trick. Writing that reaction down, and labelling it as their own, is reflexivity.

Two last terms describe scale. Ethnography is the detailed study of one community, and the written account of that study. Ethnology is the comparison of many cultures to find patterns and differences among them.

Pause and try this. Which is emic, the vendors' "regulars" or an observer's repeat buyers? And is either one the wrong way to see the shoppers?

Think about whose word each one is.

Here's the answer. "Regulars" is emic, because it's the vendors' own word, and repeat buyers is etic. Neither is wrong; each one does a different job.

5. Fieldwork ethics

Suppose a friend tells you a funny story about a coworker, and you post it online with the coworker's name. Even if every word is true, someone could get hurt. Field notes carry that same risk, because they describe real people.

The discipline has written rules for this. The Principles of Professional Responsibility are the American Anthropological Association's 2012 statement of seven ethical principles for anthropologists. They begin with "Do No Harm," and they include "Obtain Informed Consent and Necessary Permissions." The Association is the discipline's professional body.

Consent has a precise meaning. Informed consent is voluntary agreement to take part in research by a person who understands what it involves. It's an ongoing agreement that can be withdrawn, not a one-time signature.

This course adds four rules of its own for every observation you do. Observe only in public, non-private settings. Record roles, never names. Take no photographs or recordings of people. And interview only a consenting adult about an everyday practice that isn't sensitive.

Let's check a plan against those rules. A student wants to observe a library's quiet floor at exam time. The quiet floor is open to every student, so it's a public setting. A private study room with a closed door wouldn't be. The notes say "a student with three highlighters," not a name read off a backpack tag. The student uses a notebook, not a phone camera. That plan passes.

The market's notes pass too. The Association's principles set out 7 principles, beginning with "Do No Harm," and Visit 1's notes keep that principle by naming no one.

The wrong turn here is thinking that a name in your notes is harmless because the notes are private. Notes get shared, lost, quoted, and read years later. A name can follow someone into trouble they never agreed to.

Pause and try this. A student plans to photograph a coffee shop's line from a corner table. Which course rule does that break, and what should the student do instead?

Think about cameras and people.

Here's the answer. It breaks the rule against photographs or recordings of people. The student should use a notebook and record roles, such as "a barista at the register."

Closing

Let's pull it together. Participant observation means joining in over a long stay while recording, the approach Malinowski set out from the Trobriand Islands. Field notes keep what you observed in one column and what it might mean in another, and they name people by role. Interviews, key consultants, and the genealogical method add the people's own words and their family ties. Emic and etic give you two points of view, and neither is wrong. Thick description adds meaning, and reflexivity puts the observer in the picture. And the discipline's ethics begin with "Do No Harm," with consent that lasts as long as the work does.

Next in this module come the slide deck, the Readings and Resources page, the lecture tutorial, the practice set, and the quiz. Then in Week 4, Language and Communication, you'll take the insiders' words from the market and study how language carries a way of life.


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